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Project Examples

MTC Team projects include strategic analysis to running large programs and providing selective expertise at banks, brokers, hedge funds, asset managers and trading exchanges.  

Risk and Compliance

A major broker-dealer with a large Sponsored Access (SA) and Direct Market Access (DMA) client base underwent FINRA sanctions regarding its OATS repor...

A large broker dealer was faced with implementing solutions to address New York Stock Exchange OTS trading activity capture and regulatory reporting....

A large broker-dealer encountered issues with its FINRA OATS and DPTR reporting, with incomplete and erroneous trade activity reporting. FINRA fined t...

A major diversified financial services firm commenced an aggressive program to enable unified data acquisition and management capability for legal, co...

A multi-asset class platform operator planned to introduce a new Indications of Interest (IOI) product and needed assistance in developing a FINRA OAT...

A large broker dealer wanted a single location for all order equities and convertible securities processing activity as a source for addressing a seri...

A large multi-class asset manager needed a common solution for enabling multiple pre-trade and post-trade compliance rules, without rebuilding the pro...

A large broker dealer needed to plan and coordinate changes across its equities trading infrastructure in preparation for implementing Regulation NMS...

A bulge bracket broker-dealer had recently integrated securities-based margin lending and private banking after merging with a wealth management firm....

A diversified financial services firm had undertaken a program to implement common security case management across its operating units. An initiative...

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Technology Programs

Standard and Poor's provides the S&P 500 and over one milion other market indexes to customers around the world.  S&P sought to improve efficiency for...

A diversified financial services firm commenced an aggressive program to enable unified data acquisition and management capability for legal, complian...

A firm recognized as a primary driver of fixed income markets needed to replace an auction platform used to capture and allocate private bids on gover...

A hedge fund managing over $100 billion was experiencing poor quality on its proprietary trading and account allocation software development projects....

A firm directly involved in increasing liquidity in the Asset-Backed Securities markets during the 2008 financial crisis needed an alternative to the...

A major financial services firm sought to evaluate options for integrated compliance alert management and security case management. As the firm had in...

An equities trading ECN faced multiple challenges with its technology architecture which negatively impacted trading volume market share.  The ECN nee...

An online electronics retailer with a 15,000 item product catalog was experiencing slow response by customers, particularly during peak activity, such...

A U.S.-based international commercial bank sought to provide relationship managers single platform for accessing and managing client information, incl...

A major bank and holder of commercial real estate debt sought to consolidate its debt and equity positions on a single platform, but found no suitable...

A major broker-dealer was experiencing message processing delays when receiving bursts of equities trade execution messages from the NYSE. Traders com...

A company sought to launch a series of online products supporting Mutual Funds Board of Directors. The firm partnered with Markets Technology & Compli...

A leading wealth management firm was in the process of integrating broker entered foreign exchange orders with its F/X trading platform. The solution...

A major broker-dealer was rebuilding its order management and execution management systems and needed a consulting assistance to design and build a co...

A large financial services firm was experiencing consistently poor quality in the application code provided by a solution vendor’s professional servic...

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