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Markets Experience

MTC helps financial services firms  with advisory, regulatory compliance, program management, and information technology delivery services.  Our team of industry veterans has addressed technology issues in firms throughout the industry.  
OATS Compliance Consulting, MTC Markets Technology and Compliance
Risk and Compliance
  • FINRA OATS, Reg SHO and Trading Regulations

  • Consolidated Audit Trail (CAT) Preparation

  • Basel II, III

  • Dodd-Frank Compliance Programs

  • Regulatory Compliance Program Design

  • Regulatory Compliance Reporting Solutions

  • Regulatory Compliance Audit

  • Controls Assessment

  • FINRA, SEC, CFTC Rules  & Reporting

  • Corporate Security, Case Mgt., FinCEN Reporting

  • Talent Background Verification

  • Corporate Board Administration

  • E-Commerce and Online Integration

OATS Compliance Consulting, MTC Markets Technology and Compliance
Clients and Industries
  • Broker-Dealers

  • Hedge Funds

  • Asset Managers

  • Mutual Funds

  • Commercial Banks

  • Exchanges

  • Commercial Real Estate Portfolio Managers

  • Central Banks

  • Private Equity

  • Energy Traders & Utilities

  • Online Retailers

  • Private Equity & Venture Capital

OATS Compliance Consulting, MTC Markets Technology and Compliance
Trading and Investments
  • Equities, Fixed Income, ABS, Derivatives

  • Order Management Systems

  • Execution Management Systems

  • Direct Market Access

  • Algos and High Frequency Trading

  • Market Data and Indexes

  • Auction Systems

  • Exchange Integration

  • Commercial Real Estate Asset  Mgt.

  • Corporate Treasury

  • Trust Administration

  • Payables Processing

  • Private Wealth Management

OATS Compliance Consulting, MTC Markets Technology and Compliance
Technologies
  • C++, .NET and Java App Development

  • High Frequency Trading

  • Platform Throughput Performance Improvement

  • Data Warehousing and Reporting

  • SunGard Trading Products

  • Actimize Compliance Platforms

  • Norkom Security Platforms

  • SharePoint Environment

  • Rich Internet Applications

  • Workflow and BPM

  • Imaging and Document Management

  • Online Learning Systems

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