top of page
MTC
Markets
Technology
& Compliance
Expertise
Services
Projects
Team
Contact
Viewpoints
More
Use tab to navigate through the menu items.
Consolidated Audit Trail and OATS
FINRA OATS has been the major equities order activity surveillance system since the rules were introduced in 1998. The SEC is now...
Featured Posts
Check back soon
Once posts are published, you’ll see them here.
Recent Posts
IT Cloud Transition
Consolidated Audit Trail and OATS
Search By Tags
No tags yet.
Follow Us
bottom of page